USX is a prescribed exempt financial product market.
Trading on the Unlisted Securities Exchange (USX) can be conducted through any of the brokers listed below.
Contact your preferred broker to discuss how to become a client of theirs.
Broker Since 15/12/2003
Broker Since 08/12/2004
Broker Since 09/03/2004
Broker Since 22/03/2016
Broker Since 10/03/2004
Broker Since 01/07/2018
Brokers must be licensed in New Zealand as Registered Financial Service Providers and Authorized Financial Advisors (AFA’s). As an approved broker you set your own fees to clients for trades in USX stocks.
To apply to become an approved USX broker, e-mail your completed Broker Application Agreement document to [email protected]
Once we have completed our due diligence and internal approval process we will provide you with a Broker Agreement to execute.
Any Issuer that is planning to raise capital and applying for quotation prior to such capital raise may be required to provide an application deposit. This deposit will be applied against the quotation fee if the Issuer is accepted for quotation and lists on USX. In the event that the application is declined or the Issuer withdraws its application prior to acceptance the deposit will be refunded. If the Issuer is accepted for quotation, but does not list on USX the deposit is non-refundable.
Welcome to the new USX website and trading platform. We have made a number of changes to improve the overall performance of the platform and how users interact with the information about our market and issuers.
The first key change is that the web pages provide some information about the market and announcements but to access detailed information you need to be logged in.
To create a login please click on the Register Button on the landing page and complete the registration form and select the Investor role. You will then be sent a verification email. Once you select the Verify button in the email your browser will open the Registration Checklist. Please select the Onboarding Template and complete the onboarding form and Submit. We will then approve your registration and you will receive a confirmation email.
Once approved you can log on to the platform.
You can view the market watch page from the Market or Assets menu item. By selecting the Details button you will be able to see detailed issuer information including market depth, Issuer Profile and Announcements page for each Issuer.