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Category: Uncategorized

June 2023 Newsletter

Nurturing Entrepreneurship in the Evolving Landscape of Wealth Management and Capital Markets 202306 Newsletter

April 2023 Newsletter

Does the cost of our not insignificant regulatory environment outweigh the benefits of being listed? 202304 Newsletter

Please read this important information before proceeding.

WARNING: Unlisted is not a licensed financial product market.

The Unlisted Securities Exchange (USX) is a Financial Product Market operating under an exemption from subpart 7 of Part 5 of the Financial Markets Conduct Act 2013 (“the Act”) and certain conditions specified in the Exemption Notice. Investors trading in securities quoted on Unlisted trade at their own risk and do not have the protections provided by Part 5 of the Act, in relation to: insider trading, market manipulation, continuous disclosure, substantial holding disclosure, relevant interest disclosures, and the monitoring of market obligations by the FMA. USX provides a facility for trading previously allotted securities. USX has its own Market Rules and monitors compliance by Issuers with those Rules.

Before an investor may trade (via a broker) in securities quoted on USX, the investor’s broker will require the investor to sign the USX Information and Disclaimer form, which provides a fuller explanation about USX’s status and what this means for investors.

Click the tick box below to acknowledge you have read and understand this important information. You will then gain access to the Unlisted website.

I acknowledge that I have read and understood this notice and that Unlisted is not a licensed financial product market.

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